T H E M E

How it began

The theme-rheme business was sparked off in 1844 when Henri Weil made the following observation:

"There is then a point of departure, an initial notion which is equally present to him who speaks and to him who hears, which forms, as it were, the ground upon which the two intelligences meet; and another part of discourse which forms the statement (l'énonciation), properly so called. This division is found in almost all we say." (Weil 1844: 29)

Since then, many linguists, particularly those from the Prague school, have shed new light on the message structure of the clause. The Hallidayan framework owes much to the work of the Prague school linguists. An excellent summary of the Prague school heritage is given in de Beaugrande (1991a, b). The Prague school and Hallidayan approaches to linguistics are compared in Davidse (1987). These readings are not obligatory, but you may want to have a quick look at them ... just to make me happy.

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Basic stuff

In a nutshell, this is what you need to know about theme:

  • It is a clause-initial element. Theme is always that which comes first in the clause.
  • It provides the "local context" for the development of the clausal message.
  • It is the point of departure. What this means is that the theme is the point beyond which the message in the clause properly takes off. If you like the airport metaphor, the thematic portion of the clause is like the runway.

And so ... given an English clause, the theme always comes first. It is always theme first, followed by rheme. The thematic portion is a bit more complicated. It can have as many as three different theme types:

  Textual theme Continuatives
Conjunctions
Conjunctive adjuncts
Wh-relatives [½ text., ½ top.]
  Interpersonal theme Vocatives
Modal adjuncts
Finite elements
Wh-question words [½ int., ½ top.]
  Topical theme Participant
Circumstance
Process

Now, the tricky bit is in deciding where theme ends and rheme starts. To help you along, here's the golden rule:

In the clause, you start at the beginning and keep on searching until you have found the topical theme. Once you've done that, you have your thematic portion. Everything else after the topical theme is rheme. The thematic portion, therefore, is everything from the start of the clause up to, and including, the topical theme.

To dampen things a little, here's an itsy-bitsy problem. You'll need to make an exception where marked themes are concerned. It is possible for the thematic portion to contain more than one topical theme, provided all the topical themes in the thematic portion are marked. More on this later. (But click here if you're in a hurry.)

Everyone still with me? Good ... let's begin with the easy stuff. Now remember, you need to start at the beginning of the clause. If you encounter any of the following:

  • Continuatives (e.g., umm, yeah, ...)
  • Conjunctions (e.g., and, or, but)
  • Conjunctive adjuncts (e.g., however, therefore, because, although, ...)
  • Wh-relative (e.g., which, who, ...)

label them as textual themes. As indicated in the table above, make a slight exception for wh-relatives. They are both textual theme and topical theme rolled into one. Going by the golden rule, if you have a clause initiated by a wh-relative (which is both a textual and topical theme), everything else after the wh-relative would be rheme. Consider, for example, the relative clause below:

  Alvin, « who belched loudly, » lost his job.
      Txt/Top Rheme    

Moving on, suppose you next encounter the following:

  • Vocatives (e.g., Henry!, Sir!, ...)
  • Modal adjuncts, including mood and comment adjuncts (e.g., probably, usually, frankly, ...)
  • Finite operators (e.g., modal auxiliaries, 'be' auxiliary, ...)
  • Wh-question word (e.g., who, what, where, how, why, when)

These are all to be labelled as interpersonal themes. Again, make an exception for wh-question words. These are both interpersonal theme and topical theme squeezed into one. Hence, a question like the one below should be analysed this way:

  Why did Alvin belch loudly?
  Int/Top Rheme

And finally, label the first participant (usually NG), circumstance (usually PP or AdvG), or process (VG) as topical theme. Once you've done that, you have your thematic portion of the clause. Here's a simple example with all three types of themes:

  Well, Superman, why do you wear your briefs on the outside?
  Txt Int Int/Top Rheme

One last thing for this section. Please note that topical themes are obligatory for all main clauses (including imperatives). The other theme types (textual and interpersonal) are optional. Since topical themes are obligatory, you need to take care to include everything at the beginning of the clause for analysis. This means that, sometimes, you may even need to recover ellipsed elements. For example, in:

Superman bit Mr Bean, and was sorry about it.

we have two clauses:

"Superman bit Mr Bean" + "and was sorry about it"

The topical theme of the first clause is easy to pick out -- it's "Superman" (right?). What about the second clause? Well, "and" is a textual theme, but -- surprise, surprise -- the topical theme isn't the verb "was" (so be careful not to make this mistake). If you think about it carefully, the full clause should actually be:

"and (he) was sorry about it"

where "he" is the ellipsed topical theme. We indicate ellipsed topical themes within brackets, as in:

  and   was sorry about it
  Txt (Top) Rheme

Here is another example, where the two clauses are separated by the double-slash mark //:

  Alvin took up aerobics // and   became even skinnier!
  Top Rheme   Txt (Top) Rheme

Beam me up, Scottie!

Unmarked & marked themes

By markedness is meant that the occurrence of some phenomenon is less typical or frequent. Hence, when we say that a theme is marked, we are saying that it is less typical or frequent for it to be realised that way. And the opposite for unmarked themes.

Now, whenever we talk about marked or unmarked themes, we are referring only to the topical theme, not the textual or interpersonal theme. And I'm sure you'd have realised by now that decisions on whether a particular topical theme is marked or not depends on the clausal mood (that is, whether the clause is a declarative, interrogative, or imperative). The important point to note is that unmarked themes are different for different clausal moods. A common mistake made by many students is to say that the unmarked theme is the subject. That is only partly true for declaratives, and specific types of interrogatives and imperatives, but not for all clauses in general.

Let's now see what the unmarked themes are like for different clausal moods:

Declaratives: The unmarked theme is the subject, as in: "Snow White picked her boyfriend's nose energetically." All other realisations of topical themes are marked, for example: "Her boyfriend's nose, she loves to pick" (here, the complement, rather than the subject, is the topical theme).

Interrogatives: For interrogatives, we need to separate polar from content interrogatives:

  • Polar: The unmarked theme is a two-part theme where the interpersonal theme is realised by a finite element, and the topical theme is realised by the subject: "Did Snow White pick her boyfriend's nose?" All other realisations are marked.
  • Content: The unmarked theme is the wh-question word, as in: "Why did Snow White pick her boyfriend's nose?" All other realisations are marked.

Imperatives: Like interrogatives, we also need to make a distinction between two types of imperatives -- inclusive and exclusive imperatives.

  • Inclusive: The unmarked theme is let's or let us, which is actually the wayward form of the subject (= we): "Let's pick our noses!" All other realisations are marked.
  • Exclusive: The unmarked theme is the process: "Pick your boyfriend's nose!" All other realisations are marked.

It may now dawn on you that topical themes realised by circumstantial elements are always marked, without exception. So whenever you see a circumstantial element functioning as topical theme, don't think twice -- it's marked. Not all marked themes, however, are the same. They differ in terms of the extent of markedness. You'd agree, for example, that (a) is far less typical than (b), and in this respect, more marked:

  1. Pimples, she loves to squeeze.
  2. In the evenings, she loves to squeeze pimples.

Beam me up, Scottie!

Multiple marked themes

Remember the golden rule above? Now, consider the example below:

Yesterday, behind the school building, six feet underground, Alvin found his thesis.

If we go strictly by the golden rule, then only Yesterday would be analysed as the topical theme. The rest of the clause, from behind the school building onwards, would be the rheme. But this doesn't seem quite correct. Some linguists, such as Martin (1995), have proposed a more intuitively appealing approach by regarding all marked themes in such instances as topical themes. If so, the thematic portion in (6) wouldn't simply be Yesterday, but Yesterday, behind the school building, six feet underground. Such an approach makes sense in terms of the broader characterisation of theme as the point of departure, since the additional marked themes function to lay the ground and prepare for the message within the clause to properly take off. Remember, though, that this exception to the golden rule applies only to marked themes.

Beam me up, Scottie!

Looking at the text

Once you're able to analyse clauses for theme and rheme, this whole text business will become a stroll in the park for you. All you need to look out for is how the themes are patterned or grouped, and how they are developed in the unfolding of the text. In looking at the thematic progression of the text, it is usual to look at the topical themes of the main clauses only. [Why? That's because subordinate clauses are always dependent on the main clause and add little to the main idea(s) of the text.]

The work of Daneš (1970, 1974) is particularly insightful in this regard. What Daneš did was to look at how the themes of clauses progressed through the text, and he identified various patterns of thematic progression (TP). Two of the more common ones are presented below:

Constant TP

  We real cool. We
Left school. We
Lurk late. We
Strike straight. We
Sing sin. We
Thin gin. We
Jazz June. We
Die soon.
(Gwendolyn Brooks, We Real Cool)
  Listen to Gwendolyn Brooks' reading of this poem here.

Simple linear TP

  Abraham begot Isaac,
Isaac begot Jacob,
and Jacob begot Judah
and his brothers.
(Matthew 1:2)

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One last thing

Must all clauses have a topical theme? Nope. As pointed out earlier, topical themes are obligatory only for main clauses (including imperatives). Non-finite subordinate clauses can be without topical themes due entirely to their structural compactness. Look out, though, for the subject in NF clauses. If it's there, you have a topical theme, but not otherwise. So in a clause such as "after hearing how loudly he sang", we have only a textual theme (after), but no topical theme. On the other hand, the NF clause "his singing having hurt their eardrums ..." has a topical theme (his singing).

Beam me up, Scottie!

Page-internal links

References

de Beaugrande, R. (1991a). The heritage of functional sentence perspective from the standpoint of text linguistics (1). Linguistica Pragensia, 34(1), 2-26.

de Beaugrande, R. (1991b). The heritage of functional sentence perspective from the standpoint of text linguistics (2). Linguistica Pragensia, 34(2), 55-86.

Daneš, F. (1970). One instance of Prague school methodology: Functional analysis of utterance and text. In P.L. Garvin (Ed.), Method and Theory in Linguistics (pp. 132-140). The Hague: Mouton.

Daneš, F. (1974). Functional sentence perspective and the organization of the text. In F. Daneš (Ed.), Papers on Functional Sentence Perspective (pp. 106-128). The Hague: Mouton.

Davidse, K. (1987). M.A.K. Halliday's functional grammar and the Prague school. In R. Dirven, & V. Fried (Eds.), Functionalism in Linguistics (pp. 39-79). Amsterdam: John Benjamins.

Fries, P.H. (1981). On the status of theme in English: Arguments from discourse. Forum Linguistica, 6(1), 1-38.

Fries, P.H. (1995). Themes, methods of development, and texts. In R. Hasan, & P.H. Fries (Eds.), Subject and Theme: A Discourse Functional Perspective (pp. 317-359). Amsterdam: John Benjamins.

Martin, J.R. (1995). More than what the message is about: English theme. In M. Ghadessy (Ed.), Thematic Development in English Texts (pp. 223-258). London: Pinter.

Weil, H. (1844). De L'ordre des Mots dans les Langues Anciennes Comparées aux Langues Modernes. Translated by C.W. Super as The Order of Words in the Ancient Languages Compared with that of the Modern Languages (1978). Amsterdam: John Benjamins.